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Senior US Broker-Dealer Regulator To Leave Finra
Tom Burroughes
16 February 2010
Robert Errico, head of member regulation at the Financial Industry Regulatory Authority, the US regulator, will leave the organization at the end of March, according to Investment News. Mr Errico was responsible for ongoing surveillance and annual examinations of broker-dealer firms. The institution has already begun to search for a successor, the report said, citing an internal memo from Stephen Luparello, Finra vice chairman.